Mutual fund dealer
Insurance broker
Services Offered in RI
- Will & Estate planning
- Insurance & risk planning
- Taxation planning
- Investment management
- Succession planning
- Charitable giving
- Small business planning
- Financial planning
Investor Type Dealt With
Institutional
Individual
Type of License
Chambre de la sécurité financière
Autorité des marchés financiers
Provinces Licensed In
- Quebec