Mutual fund dealer
Insurance broker
Services Offered in RI
- Small business planning
- Financial planning
- Will & Estate planning
- Insurance & risk planning
- Taxation planning
- Investment management
- Succession planning
- Charitable giving
Investor Type Dealt With
Individual
Institutional
Type of License
Autorité des marchés financiers
Chambre de la sécurité financière
Provinces Licensed In
- Quebec