RIA: Certified
Services Offered in RI
- Investment management
- Insurance & risk planning
Minimum Account Size
$100,000+
Investor Type Dealt With
Institutional
Individual
Type of License
Autorité des marchés financiers
Chambre de la sécurité financière
IIROC
Provinces Licensed In
- British Columbia
- Manitoba
- New Brunswick
- Newfoundland and Labrador
- Northwest Territories
- Nova Scotia
- Nunavut
- Ontario
- Prince Edward Island
- Quebec
- Saskatchewan
- Yukon
- Alberta